A technology platform – Adept from Droit — that reviews laws, rules, and policies to provide securities firms with compliance decisions that underpin their pre- and post-trade actions now has a generative artificial intelligence (A.I.) capability — dubbed the Decision Decoder — providing “context-aware explanations” for compliance decisions, officials say. The Adept platform evaluates the… Read More >>
AI in Finance: Pilots, Promises, and a Reality Check
AI pilots are everywhere — but only those built on strong data and human oversight will deliver lasting change.
GenA.I. & WhatsApp Are Top Compliance Risks: Report
Systems that use Generative A.I. (GenA.I.) technologies and communications based upon the WhatsApp instant messaging (IM) and voice-over-IP (VoIP) service are high on the lists of compliance risks at financial services firms, according to a new survey from Global Relay, a provider of digital communications and recordkeeping. Global Relay’s second annual “Data Insights Report: Communication… Read More >>
