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FTF Reveals the Winners of the 2022 FTF Awards

May 8, 2022 by FTF News

FTF Reveals the Winners of the 2022 FTF Awards

Financial Technologies Forum (FTF) is pleased to announce the winners of the 2022 FTF News Technology Innovation Awards competition and to confirm that there will be an in-person gala event later this year to celebrate the industry’s achievements in operational excellence. “I think it’s safe to say that it’s been a long two years. During… Read More >>

Filed Under: Derivatives Operations, Collateral & Margin Management, Derivatives Processing, Securities Operations, Buy-Side, Clearing, Corporate Actions, Data Management, Industry News, Middle-Office, Operational Risk, Ops Automation, Outsourcing, Private Markets, Reconciliation & Exceptions, Risk Management, Settlement, Diversity & Human Interest, Fun & Recreation, Governance, Diversity, Equity, and Inclusion (DEI), Artificial Intelligence, Digital Transformation, FinTech Trends, Back-Office, Blockchain/DLT, Integration, Standards, ESG Data & Investing, Performance Measurement, KYC, AML/Fraud/Financial Crime, Regulation & Compliance, Cybersecurity, Derivatives, Regulatory Compliance, Regulatory Reporting, FTF Awards Tagged With: automation, back office, blockchain, Buy-side, clearing, cloud computing, collateral management, compliance, corporate actions, Cybersecurity, data management, derivatives, distributed ledger technology (DLT), FTF News, governance, operational risk, operations, OTC derivatives, performance measurement, reconciliation, regulatory reporting, Securities Operations, settlement, wall street

SEC Hires 20 Crypto Cops & Other News

May 6, 2022 by FTF News

SEC Hires 20 Crypto Cops & Other News

SEC Adds to Crypto Assets and Cyber Unit The Securities and Exchange Commission (SEC) reports adding 20 positions to its crypto assets and cyber unit, which is tasked with “protecting investors in crypto markets and from cyber-related threats.” The unit, in the SEC’s enforcement division, will grow to 50 dedicated positions, officials say. The unit,… Read More >>

Filed Under: Derivatives Operations, Collateral & Margin Management, Derivatives Processing, Securities Operations, Buy-Side, Clearing, Data Management, Industry News, Operational Risk, Ops Automation, Reconciliation & Exceptions, Risk Management, Settlement, Diversity & Human Interest, Governance, Digital Transformation, FinTech Trends, Back-Office, Blockchain/DLT, Standards, ESG Data & Investing, KYC, AML/Fraud/Financial Crime, Regulation & Compliance, Derivatives, Regulatory Compliance, Regulatory Reporting, Industry News, People Moves Tagged With: automation, back office, blockchain, clearing, cloud computing, CME Group, compliance, cryptocurrencies, cryptocurrency, cryptocurrency trading, data management, DTCC, SEC, Securities Operations, settlement, SWIFT, wall street

FTF Unveils Nominees for the 2022 FTF Awards!

March 14, 2022 by FTF News

FTF Unveils Nominees for the 2022 FTF Awards!

Financial Technologies Forum (FTF) and FTF News are pleased to announce the nominees for the 2022 FTF News Technology Innovation Awards competition. The variety and high volume of nominations are clear signs that fintech achievement is alive and kicking amid the challenges of a global pandemic, volatile markets, and a steady flow of game-changers such… Read More >>

Filed Under: Derivatives Operations, Collateral & Margin Management, Derivatives Processing, Securities Operations, Buy-Side, Case Studies, Clearing, Corporate Actions, Data Management, Industry News, Middle-Office, Operational Risk, Ops Automation, Outsourcing, Private Markets, Reconciliation & Exceptions, Risk Management, Settlement, Diversity & Human Interest, Fun & Recreation, General Interest, Governance, Diversity, Equity, and Inclusion (DEI), Artificial Intelligence, Digital Transformation, FinTech Trends, Back-Office, Blockchain/DLT, Integration, Standards, Opinion, ESG Data & Investing, Performance Measurement, KYC, AML/Fraud/Financial Crime, Regulation & Compliance, Cybersecurity, Derivatives, Regulatory Compliance, Regulatory Reporting, Economic Sanctions, Social Media, Industry News, FTF Exchange Podcast, FTF Awards Tagged With: automation, back office, blockchain, Buy-side, clearing, cloud computing, collateral management, compliance, corporate actions, data management, derivatives, Financial Crime, operational risk, performance measurement, reconciliation, regulatory reporting, risk management, Securities Operations, settlement, wall street

Voting for the FTF Awards Starts March 14

March 7, 2022 by FTF News

Voting for the FTF Awards Starts March 14

We are very close to officially announcing the nominees for the highly competitive FTF News Technology Innovation Awards 2022, which means that the most important step is next — industry voters picking the winners. Unless there are extenuating circumstances, the voting process will begin on March 14 and end on April 22. The FTF Awards,… Read More >>

Filed Under: FTF Bull Run Blog, Derivatives Operations, Collateral & Margin Management, Derivatives Processing, Securities Operations, Buy-Side, Case Studies, Clearing, Corporate Actions, Data Management, Industry News, Middle-Office, Operational Risk, Ops Automation, Outsourcing, Private Markets, Reconciliation & Exceptions, Risk Management, Settlement, Diversity & Human Interest, Fun & Recreation, General Interest, Governance, Artificial Intelligence, Digital Transformation, FinTech Trends, Back-Office, Blockchain/DLT, Integration, Standards, Opinion, Minding the Gap, ESG Data & Investing, Performance Measurement, KYC, AML/Fraud/Financial Crime, Regulation & Compliance, Cybersecurity, Derivatives, Regulatory Compliance, Regulatory Reporting, Economic Sanctions, Social Media, Industry News, FTF Awards Tagged With: automation, back office, blockchain, Buy-side, clearing, cloud computing, compliance, corporate actions, Cybersecurity, data management, derivatives, performance measurement, regulatory reporting, risk management, Securities Operations, settlement

Gensler Mulls New Cybersecurity Rules via Expanded SCI

January 28, 2022 by Eugene Grygo

Gensler Mulls New Cybersecurity Rules via Expanded SCI

SEC Chair Gary Gensler wants to breathe new life into the fight against cyberattacks and is calling for a refresh of Regulation Systems Compliance and Integrity (Reg SCI) that might mean new cybersecurity hygiene and incident reporting rules for investment companies, investment advisers, and broker-dealers. During his speech for the Northwestern Pritzker School of Law’s… Read More >>

Filed Under: Securities Operations, Operational Risk, Ops Automation, FinTech Trends, Back-Office, AML/Fraud/Financial Crime, Regulation & Compliance, Regulatory Compliance, Regulatory Reporting, Industry News Tagged With: automation, back office, cloud computing, cybercrime, Cybersecurity, data management, Dodd-Frank, Financial Crime, Gary Gensler, operational risk, regulatory reporting, SEC, wall street

Ops Comes Second for Digital Overhauls: Survey

January 28, 2022 by Eugene Grygo

Ops Comes Second for Digital Overhauls: Survey

When it comes to deciding which division within a financial services firm should get priority for a digital overhaul, the operations and the sales and marketing groups come second to teams overseeing customer experiences, according to a new survey about next generational technology conducted by Broadridge Financial Solutions. The report, “Fast-tracking digital transformation through next-gen… Read More >>

Filed Under: Securities Operations, Buy-Side, Data Management, Industry News, Middle-Office, Operational Risk, Ops Automation, Risk Management, Diversity, Equity, and Inclusion (DEI), Artificial Intelligence, Digital Transformation, FinTech Trends, Back-Office, Blockchain/DLT, Integration, Standards, Regulation & Compliance, Industry News Tagged With: artificial intelligence (AI), automation, back office, Broadridge Financial Solutions, cloud computing, compliance, data management, distributed ledger technology (DLT), manual processes, operational risk, operations, Securities Operations

Get Ready for the FTF Awards 2022

January 10, 2022 by FTF News

Get Ready for the FTF Awards 2022

Get your nominations ready for the highly competitive FTF News Technology Innovation Awards 2022 — now in its 12th year — presented by Financial Technologies Forum and the FTF News service. Since 2011, FTF has celebrated and recognized the professionals, financial technology vendors, service providers, industry bodies, regulators, and other industry participants that have made… Read More >>

Filed Under: Derivatives Operations, Collateral & Margin Management, Derivatives Processing, Securities Operations, Buy-Side, Clearing, Corporate Actions, Data Management, Industry News, Middle-Office, Operational Risk, Ops Automation, Outsourcing, Private Markets, Reconciliation & Exceptions, Risk Management, Settlement, Diversity & Human Interest, Fun & Recreation, General Interest, Governance, Diversity, Equity, and Inclusion (DEI), Artificial Intelligence, Digital Transformation, FinTech Trends, Back-Office, Blockchain/DLT, Integration, Standards, ESG Data & Investing, Performance Measurement, KYC, AML/Fraud/Financial Crime, Regulation & Compliance, Cybersecurity, Derivatives, Regulatory Compliance, Regulatory Reporting, Economic Sanctions, Social Media, Industry News, FTF Awards Tagged With: automation, back office, blockchain, clearing, cloud computing, collateral management, compliance, corporate actions, data management, derivatives, Financial Crime, operational risk, operations, OTC derivatives, regulatory reporting, risk management, Securities Operations, settlement

Cloud-Native Apps Are Better: Q&A with CompatibL

December 17, 2021 by Eugene Grygo

Cloud-Native Apps Are Better: Q&A with CompatibL

(Over the past two years, securities firms have begun to embrace the next chapter of cloud computing — cloud-native systems that exploit services and pipelines. This is essential for firms that want to reap the full benefits of the cloud, says Olga Orekhvo, chief operating officer (COO) at CompatibL Technologies. FTF News recently got time… Read More >>

Filed Under: Derivatives Operations, Collateral & Margin Management, Securities Operations, Buy-Side, Data Management, Industry News, Middle-Office, Operational Risk, Ops Automation, Outsourcing, Risk Management, Governance, Artificial Intelligence, Digital Transformation, FinTech Trends, Back-Office, Integration, Standards, Opinion, Q&As, KYC, Industry News Tagged With: automation, back office, cloud computing, cloud technology, data management, operational risk, Securities Operations

Clearing Is Broken: Q&A with RQD*’s CEO

December 15, 2021 by Eugene Grygo

Clearing Is Broken: Q&A with RQD*’s CEO

(Consolidation across the clearing sector has resulted in less competition, fewer options for securities firms, and a broken system, says Michael Sanocki, CEO of RQD* Clearing, a new correspondent clearing provider. Thus RQD’s mission is to reach out to firms that are “sorely underserved” and “ripe for disruption.” RQD, which officially launched last month, offers… Read More >>

Filed Under: Derivatives Operations, Securities Operations, Buy-Side, Case Studies, Clearing, Data Management, Industry News, Operational Risk, Ops Automation, Outsourcing, Reconciliation & Exceptions, Settlement, Diversity, Equity, and Inclusion (DEI), Digital Transformation, FinTech Trends, Back-Office, Integration, Standards, Opinion, Q&As, Regulation & Compliance, Industry News, People Moves Tagged With: automation, back office, Buy-side, clearing, Clearing and Settlement, clearinghouses, cloud computing, Cloud provider, cloud technology, Securities Operations, settlement, wall street

Remote Staffing Boosts Cloud’s Appeal: Q&A

December 10, 2021 by Eugene Grygo

Remote Staffing Boosts Cloud’s Appeal: Q&A

(Cloud computing got a major boost during the pandemic when most staff members at financial services firms were compelled to work remotely, says Olga Orekhvo, chief operating officer (COO) at CompatibL Technologies. In fact, many financial services firms have embraced more than one cloud provider, which presents a new set of challenges. Orekhvo joined CompatibL… Read More >>

Filed Under: Securities Operations, Buy-Side, Data Management, Industry News, Middle-Office, Operational Risk, Ops Automation, Risk Management, Settlement, Governance, Artificial Intelligence, Digital Transformation, FinTech Trends, Back-Office, Standards, Opinion, Q&As, KYC, Regulation & Compliance, Regulatory Compliance, Regulatory Reporting, Industry News Tagged With: automation, back office, Buy-side, cloud computing, cloud technology, CompatibL, compliance, data management, Securities Operations, settlement, Standards

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