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The SEC’s new regulations are intended to make exchanges and clearinghouses more accountable for their IT infrastructure.
Earlier this week, the SEC voted to take on the technology infrastructure of the U.S. securities markets with Regulation Systems Compliance and Integrity (Regulation SCI), acknowledging that most trading now is electronic, highly interconnected and potentially devastating if infrastructure performance problems become widespread, say industry observers. Regulation SCI is a set of rules and regulations...
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